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Allen & Overy

Andrew Clark: Judges are not deal brokers

Author: Andrew Clark

Published: 10/05/2007 00:01

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Have the high charges of City litigation practices, as some in the judiciary believe, slaughtered the goose that laid the golden egg? The number of claims issued in the Commercial Court fell from 1,808 in 1999 to 979 in 2006 (during the same period, the total number of High Court Queen’s Bench Division claims fell even more dramatically — 10,317 to 3,958).

The planned new Business Court is heralded by the Lord Chancellor, Lord Falconer, as housing “a world-class institution to match the UK’s reputation for business law which attracts cases from across the globe”.

But when the Court opens in 2010, will it still be attracting the best? First, some context. The 1999 figure of 1,808 included a number of Lloyd’s insurance claims and arguably represented an artificial spike. The Commercial Court claims filed in 2000 numbered just 1,160. Furthermore, the number of trials ranged from 50 in 1999 to 97 in 2005 and 63 in 2006 — hardly a cataclysmic fall in business.

But, as every commercial litigation lawyer will confirm, and the judiciary appear to have acknowledged, not only are court claims down but targeted reform of the court rules is now required, however generally effective they may remain.

So where should the priorities lie? First, the judiciary is right that the high costs and duration of proceedings must be tackled. Key to this is the Government moving away from the notion that civil litigation can, or should be, self-financing. The focus must rather be on exploiting the opportunities to truncate proceedings by the intelligent use of technology.

For example, orders requiring electronic disclosure should embrace the methodology of some of the ‘review and sort’ capability offered by the latest software. Investing in greater judicial familiarity with this software capability is essential. Less concentration on the restoration of backup tapes and more understanding of the effective interrogation of a party’s live servers could have a dramatic impact on reducing costs and delays. As would amplification in the court rules of how e-disclosure should be consistently, efficiently and effectively controlled and conducted by parties and their advisers.

Secondly, the rules allowing bad claims to be thrown out at an early stage need simplifying. The House of Lords rejected the Court of Appeal’s view that the Bank of England was not capable of being liable in tort for misfeasance in public office. Had it not done so, the BCCI claim may have been renowned only for the readiness of the courts to strike out unmeritorious — rather than notorious — claims for the length of the advocates’ opening speeches.

Thirdly, the Commercial Court proudly boasts of its commitment to the promotion of settlements. Why? The international parties the court wants to attract choose English law and English courts, not for their ability to broker a deal but because of their reputation for impartiality, predictability, respect for contractual autonomy, commercial experience and value for money.

Arbitration statistics suggest that parties have not lost their appetite for having their disputes decided. The London Court of International Arbitration has seen its requests for arbitration rise from 60 in 1999 to 133 in 2006. It is thought that approximately 50% of cases proceed to a hearing, within an average period of 11 months. City law firms do not seem to be an obstacle to either the cost or speed of arbitration proceedings (in which of course arbitrators tend to favour more restrictive disclosure).

It would be a disappointing irony if the arbitral institutions rather than the new Business Court are seen in 2010 as leading “the UK’s reputation for business law which attracts cases from across the globe”. What the UK needs is both.

Andrew Clark is head of Allen & Overy’s global litigation practice.

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