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FSA short-selling block backed by lawyers

Author: Jeremy Hodges

Published: 19/09/2008 14:39

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Lawyers have come out in support of the Financial Services Authority’s (FSA’s) decision to put a temporary hold on short-selling financial services stocks in a bid to restore market confidence.

The dramatic intervention by the regulatory authority comes in the face of market abuses which have seen investors making huge profits from ailing businesses.

The ban on short-selling - a controversial means of share speculation that involves selling borrowed stock to profit from expected price falls - is effective until 16 January, 2009, when the FSA will take a view on the market conditions and decide whether to extend the trading restrictions.

FSA chief executive Hector Sants (pictured) said: "While we still regard short-selling as a legitimate investment technique in normal market conditions, the current extreme circumstances have given rise to disorderly markets.”

Potential UK investors – especially hedge funds with a London focus could well find the measures constraining.

Barney Reynolds, head of the financial institutions advisory group at Shearman & Sterling, said: “The FSA has made a very sensible and indeed pretty much essential decision – short-selling in this environment can eat fatally into the self-confidence of the market and could well have bought down Lloyds-HBOS.”

Some partners have voiced concerns that interventions like this should be a rare occurrence.

James Perry, co-head of Ashurst’s financial institutions group: "It is hard to argue with the reasons for this step - many would say it is overdue - but, as ever, people worry about the consequences and what comes next. We believe that this type of intervention should be truly exceptional, and not repeated whenever a sector is sold for entirely legitimate economic reasons.”

The decision comes at the same time as the US Securities and Exchange Commission (SEC) announced similar measures after a torrid week that saw the collapse of investment bank Lehman Brothers.

UK markets rallied this morning after an announcement that the US Government is planning to buy billions of dollars of US banks' bad mortgage-related loans.

The UK government also intervened this week to allow the merger between HBOS and Lloyds TSB to go through by relaxing competition laws in the matter of public interest. The Government has stated that “the stability of the UK financial system” should be specified as a new public interest test.

Dominic Hill, a partner in the financial institutions group at Lovells, commented: “It is a dramatic step to take and whether it is justified or not is a matter for the Government and the regulators to decide.”

A competition partner at a top US firm commented: “This is unprecedented, but absolutely the right decision by the Government. There has been a campaign in recent years to de-politicise the merger control and this will go some way toward achieving that.”

See How free-market are lawyers feeling as public solutions turn the tide? for more analysis.

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